HSBC USA INC. 3Y U.S. EQUITY AND BIOTECHNOLOGY CONTINGENT COUPON

CUSIP: 40438C3C3 Class: Equity Linked Debt - CPN and $1000 par

Steward Partners Investment Advisory, LLC's Holding History (CIK: 0001723397)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 75,000 Value ($000) $78 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	75,000	$78	—	—