HSBC USA INC. 5Y S&P 500 INDEX AUTOCALLABLE STEP-UP NOTE

CUSIP: 40438CTD3 Class: Equity Linked Debt - No CPN and $1000 par

Steward Partners Investment Advisory, LLC's Holding History (CIK: 0001723397)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 10,000 Value ($000) $11 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	10,000	$11	—	—