HANCOCK JOHN PFD INCOME FD I

CUSIP: 41013X106 Class: CEF

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 10,382 Value ($000) $221 Avg Close — Range —
Q4 2015
Shares 20,575 Value ($000) $403 Avg Close — Range —
Q4 2014
Shares 10,577 Value ($000) $215 Avg Close — Range —
Q4 2013
Shares 45,705 Value ($000) $818 Avg Close — Range —