HANCOCK JOHN PFD INCOME FD I

CUSIP: 41013X106 Class: CEF

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 14,150 Value ($000) $272 Avg Close — Range —
Q1 2015
Shares 14,150 Value ($000) $300 Avg Close — Range —
Q4 2014
Shares 14,150 Value ($000) $288 Avg Close — Range —
Q3 2014
Shares 15,750 Value ($000) $315 Avg Close — Range —
Q2 2014
Shares 19,350 Value ($000) $400 Avg Close — Range —
Q1 2014
Shares 20,150 Value ($000) $402 Avg Close — Range —
Q4 2013
Shares 28,350 Value ($000) $507 Avg Close — Range —
Q3 2013
Shares 51,150 Value ($000) $981 Avg Close — Range —
Q2 2013
Shares 66,050 Value ($000) $1,379 Avg Close — Range —