HANCOCK JAFFE LABORATORIES I

CUSIP: 41015N114 Class: *W EXP 05/30/202

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 192 Value ($000) $0 Avg Close — Range —
Q2 2021
Shares 13,039 Value ($000) $3 Avg Close — Range —
Q1 2021
Shares 24,552 Value ($000) $8 Avg Close — Range —
Q4 2020
Shares 87,366 Value ($000) $28 Avg Close — Range —
Q3 2020
Shares 4,640 Value ($000) $0 Avg Close — Range —
Q2 2020
Shares 1,300 Value ($000) $0 Avg Close — Range —
Q4 2019
Shares 7,784 Value ($000) $1 Avg Close — Range —
Q3 2019
Shares 7,784 Value ($000) $1 Avg Close — Range —
Q2 2019
Shares 7,800 Value ($000) $2 Avg Close — Range —
Q1 2019
Shares 7,800 Value ($000) $3 Avg Close — Range —
Q4 2018
Shares 6,200 Value ($000) $3 Avg Close — Range —
Q3 2018
Shares 3,800 Value ($000) $2 Avg Close — Range —
Q2 2018
Shares 10,602 Value ($000) $9 Avg Close — Range —