HARMONIC INC

Ticker: HLIT CUSIP: 413160102 Class: Common Stock

AE Wealth Management LLC's Holding History (CIK: 0001697723)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020

Shares 17,033 Value ($000) $126 Avg Close $6.57 Range $5.33 - $7.50

Q3 2020

Shares 19,248 Value ($000) $107 Avg Close $5.66 Range $4.59 - $7.37

Q2 2020

Shares 20,415 Value ($000) $97 Avg Close $5.59 Range $4.50 - $6.89

Q1 2020

Shares 22,018 Value ($000) $127 Avg Close $6.71 Range $4.44 - $8.57

Q4 2019

Shares 10,484 Value ($000) $82 Avg Close $7.47 Range $5.92 - $8.39

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2020	17,033	$126	$6.57	$5.33 - $7.50
Q3 2020	19,248	$107	$5.66	$4.59 - $7.37
Q2 2020	20,415	$97	$5.59	$4.50 - $6.89
Q1 2020	22,018	$127	$6.71	$4.44 - $8.57
Q4 2019	10,484	$82	$7.47	$5.92 - $8.39