HARMONIC INC

Ticker: HLIT CUSIP: 413160102 Class: Common Stock

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022

Shares 8,372 Value ($000) $109 Avg Close $10.80 Range $8.29 - $13.32

Q1 2022

Shares 150,000 Value ($000) $1,394 Avg Close $9.80 Range $8.44 - $12.22

Q3 2021

Shares 230,082 Value ($000) $2,013 Avg Close $8.95 Range $7.64 - $10.75

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2022	8,372	$109	$10.80	$8.29 - $13.32
Q1 2022	150,000	$1,394	$9.80	$8.44 - $12.22
Q3 2021	230,082	$2,013	$8.95	$7.64 - $10.75