HARMONIC INC

CUSIP: 413160AB8 Class: NOTE 4.000%12/0

WHITEBOX ADVISORS LLC's Holding History (CIK: 0001257391)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 7,950,000 Value ($000) $9,182 Avg Close — Range —
Q2 2018
Shares 7,950,000 Value ($000) $8,262 Avg Close — Range —
Q1 2018
Shares 9,950,000 Value ($000) $9,763 Avg Close — Range —
Q4 2017
Shares 9,950,000 Value ($000) $9,975 Avg Close — Range —
Q3 2017
Shares 9,950,000 Value ($000) $8,843 Avg Close — Range —
Q2 2017
Shares 11,500,000 Value ($000) $13,247 Avg Close — Range —
Q1 2017
Shares 11,500,000 Value ($000) $14,318 Avg Close — Range —
Q4 2016
Shares 14,000,000 Value ($000) $15,636 Avg Close — Range —