HARMONIC INC

CUSIP: 413160AB8 Class: NOTE 4.000%12/0

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 1,000,000 Value ($000) $978 Avg Close — Range —
Q4 2017
Shares 2,000,000 Value ($000) $1,998 Avg Close — Range —
Q3 2017
Shares 2,000,000 Value ($000) $1,780 Avg Close — Range —
Q2 2017
Shares 2,000,000 Value ($000) $2,292 Avg Close — Range —