HARMONY GOLD MINING CO LTD

Ticker: HMY CUSIP: 413216300 Class: ADR

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q2 2012
Shares 110,032 Value ($000) $1,034 Avg Close — Range —
Q1 2012
Shares 110,032 Value ($000) $1,203 Avg Close — Range —
Q4 2011
Shares 110,032 Value ($000) $1,281 Avg Close — Range —
Q3 2011
Shares 110,032 Value ($000) $1,291 Avg Close — Range —
Q2 2011
Shares 100,032 Value ($000) $1,322 Avg Close — Range —
Q1 2011
Shares 100,032 Value ($000) $1,487 Avg Close — Range —
Q4 2010
Shares 100,032 Value ($000) $1,254 Avg Close — Range —
Q1 2010
Shares 30,000 Value ($000) $284 Avg Close — Range —
Q4 2009
Shares 30,000 Value ($000) $305 Avg Close — Range —
Q3 2009
Shares 30,000 Value ($000) $328 Avg Close — Range —
Q2 2009
Shares 30,000 Value ($000) $310 Avg Close — Range —
Q1 2009
Shares 10,000 Value ($000) $109 Avg Close — Range —