HARMONY GOLD MINING CO LTD

Ticker: HMY CUSIP: 413216300 Class: ADR

NEUBERGER BERMAN GROUP LLC's Holding History (CIK: 0001465109)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 11,434 Value ($000) $29 Avg Close — Range —
Q3 2013
Shares 12,325 Value ($000) $42 Avg Close — Range —