HARMONY GOLD MINING CO LTD

Ticker: HMY CUSIP: 413216300 Class: ADR

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 2,700 Value ($000) $8 Avg Close — Range —
Q1 2014
Shares 2,600 Value ($000) $8 Avg Close — Range —
Q4 2013
Shares 2,600 Value ($000) $7 Avg Close — Range —
Q3 2013
Shares 2,500 Value ($000) $8 Avg Close — Range —
Q2 2013
Shares 2,300 Value ($000) $9 Avg Close — Range —