HARMONY GOLD MINING CO LTD

Ticker: HMY CUSIP: 413216300 Class: ADR

Cavalier Investments, LLC's Holding History (CIK: 0001655543)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 78,400 Value ($000) $173 Avg Close — Range —
Q3 2016
Shares 78,400 Value ($000) $274 Avg Close — Range —
Q2 2016
Shares 78,400 Value ($000) $283 Avg Close — Range —