HARRIS & HARRIS GROUP INC

CUSIP: 413833104 Class: CMN

SHUFRO ROSE & CO LLC's Holding History (CIK: 0000908195)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 98,500 Value ($000) $136 Avg Close — Range —
Q3 2016
Shares 88,500 Value ($000) $123 Avg Close — Range —
Q2 2016
Shares 88,500 Value ($000) $142 Avg Close — Range —
Q1 2016
Shares 88,500 Value ($000) $146 Avg Close — Range —
Q4 2015
Shares 85,500 Value ($000) $188 Avg Close — Range —
Q3 2015
Shares 85,500 Value ($000) $182 Avg Close — Range —
Q2 2015
Shares 80,000 Value ($000) $220 Avg Close — Range —
Q1 2015
Shares 80,000 Value ($000) $246 Avg Close — Range —
Q4 2014
Shares 92,000 Value ($000) $271 Avg Close — Range —
Q3 2014
Shares 91,000 Value ($000) $271 Avg Close — Range —
Q2 2014
Shares 91,000 Value ($000) $289 Avg Close — Range —
Q1 2014
Shares 191,900 Value ($000) $665 Avg Close — Range —
Q4 2013
Shares 306,950 Value ($000) $914 Avg Close — Range —
Q3 2013
Shares 364,550 Value ($000) $1,093 Avg Close — Range —
Q2 2013
Shares 383,550 Value ($000) $1,165 Avg Close — Range —
Q3 2012
Shares 559,300 Value ($000) $2,119 Avg Close — Range —