HARRIS & HARRIS GROUP INC

CUSIP: 413833104 Class: CMN

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 196,633 Value ($000) $586 Avg Close — Range —
Q3 2013
Shares 175,771 Value ($000) $527 Avg Close — Range —
Q2 2013
Shares 284,173 Value ($000) $864 Avg Close — Range —