HARRIS & HARRIS GROUP INC

CUSIP: 413833104 Class: CMN

ARIEL INVESTMENTS, LLC's Holding History (CIK: 0000936753)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 5,282,791 Value ($000) $7,290 Avg Close — Range —
Q3 2016
Shares 4,883,158 Value ($000) $6,788 Avg Close — Range —
Q2 2016
Shares 4,189,075 Value ($000) $6,744 Avg Close — Range —
Q1 2016
Shares 3,808,864 Value ($000) $6,285 Avg Close — Range —
Q4 2015
Shares 3,508,644 Value ($000) $7,719 Avg Close — Range —
Q3 2015
Shares 3,038,829 Value ($000) $6,503 Avg Close — Range —
Q2 2015
Shares 2,647,584 Value ($000) $7,281 Avg Close — Range —
Q1 2015
Shares 2,060,419 Value ($000) $6,346 Avg Close — Range —
Q4 2014
Shares 1,581,593 Value ($000) $4,666 Avg Close — Range —