HARRIS & HARRIS GROUP INC

CUSIP: 413833104 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 17,271 Value ($000) $24 Avg Close — Range —
Q3 2016
Shares 17,271 Value ($000) $24 Avg Close — Range —
Q2 2014
Shares 16,270 Value ($000) $52 Avg Close — Range —
Q1 2014
Shares 17,896 Value ($000) $62 Avg Close — Range —
Q4 2013
Shares 13,832 Value ($000) $41 Avg Close — Range —
Q3 2013
Shares 13,014 Value ($000) $39 Avg Close — Range —
Q2 2013
Shares 13,937 Value ($000) $43 Avg Close — Range —