HARRIS & HARRIS GROUP INC

CUSIP: 413833104 Class: CMN

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 600 Value ($000) $1 Avg Close — Range —
Q3 2016
Shares 100 Value ($000) $0 Avg Close — Range —
Q2 2016
Shares 100 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 100 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 550 Value ($000) $1 Avg Close — Range —
Q3 2015
Shares 300 Value ($000) $1 Avg Close — Range —
Q1 2015
Shares 300 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 1,550 Value ($000) $5 Avg Close — Range —
Q3 2014
Shares 100 Value ($000) $0 Avg Close — Range —