HARRIS & HARRIS GROUP INC

CUSIP: 413833104 Class: CMN

Oppenheimer & Close, LLC's Holding History (CIK: 0001591377)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 30,900 Value ($000) $93 Avg Close — Range —
Q3 2012
Shares 30,900 Value ($000) $93 Avg Close — Range —