HARRIS & HARRIS GROUP INC

CUSIP: 413833104 Class: CMN

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 15,100 Value ($000) $21 Avg Close — Range —
Q3 2016
Shares 15,151 Value ($000) $21 Avg Close — Range —
Q2 2016
Shares 23,578 Value ($000) $38 Avg Close — Range —
Q1 2016
Shares 33,118 Value ($000) $55 Avg Close — Range —
Q4 2015
Shares 576,948 Value ($000) $1,269 Avg Close — Range —
Q3 2015
Shares 622,343 Value ($000) $1,332 Avg Close — Range —
Q2 2015
Shares 626,491 Value ($000) $1,723 Avg Close — Range —
Q1 2015
Shares 677,602 Value ($000) $2,087 Avg Close — Range —
Q4 2014
Shares 597,860 Value ($000) $1,764 Avg Close — Range —