HARTFORD FDS EXCHANGE TRADED

Ticker: HTRB CUSIP: 41653L305 Class: TOTAL RTRN ETF

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 8,949 Value ($000) $356 Avg Close — Range —
Q4 2019
Shares 11,336 Value ($000) $456 Avg Close — Range —