HARTFORD FDS EXCHANGE TRADED

Ticker: TRPA CUSIP: 41653L602 Class: AAA CLO ETF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 238,086 Value ($000) $9,264 Avg Close — Range —
Q3 2025
Shares 358,154 Value ($000) $13,929 Avg Close — Range —
Q2 2025
Shares 302,382 Value ($000) $11,757 Avg Close — Range —
Q1 2025
Shares 528,473 Value ($000) $20,529 Avg Close — Range —
Q4 2024
Shares 492,696 Value ($000) $19,183 Avg Close — Range —
Q3 2024
Shares 485,280 Value ($000) $18,916 Avg Close — Range —
Q2 2024
Shares 436,462 Value ($000) $16,996 Avg Close — Range —
Q1 2024
Shares 568,818 Value ($000) $22,155 Avg Close — Range —
Q4 2023
Shares 556,046 Value ($000) $21,675 Avg Close — Range —
Q3 2023
Shares 136,880 Value ($000) $5,212 Avg Close — Range —
Q2 2023
Shares 110,181 Value ($000) $4,184 Avg Close — Range —
Q1 2023
Shares 98,732 Value ($000) $3,769 Avg Close — Range —
Q4 2022
Shares 97,535 Value ($000) $3,682 Avg Close — Range —
Q3 2022
Shares 24,857 Value ($000) $931 Avg Close — Range —
Q2 2022
Shares 51,229 Value ($000) $1,948 Avg Close — Range —
Q1 2022
Shares 78,446 Value ($000) $3,075 Avg Close — Range —
Q4 2021
Shares 131,968 Value ($000) $5,350 Avg Close — Range —
Q3 2021
Shares 102,963 Value ($000) $4,218 Avg Close — Range —
Q2 2021
Shares 95,054 Value ($000) $3,904 Avg Close — Range —
Q1 2021
Shares 99,009 Value ($000) $4,059 Avg Close — Range —
Q4 2020
Shares 38,197 Value ($000) $1,574 Avg Close — Range —
Q3 2020
Shares 40,565 Value ($000) $1,658 Avg Close — Range —
Q2 2020
Shares 40,685 Value ($000) $1,651 Avg Close — Range —
Q1 2020
Shares 60,861 Value ($000) $2,328 Avg Close — Range —
Q4 2019
Shares 55,275 Value ($000) $2,260 Avg Close — Range —
Q3 2019
Shares 49,065 Value ($000) $2,003 Avg Close — Range —
Q2 2019
Shares 32,305 Value ($000) $1,316 Avg Close — Range —