HARTFORD FDS EXCHANGE TRADED

Ticker: TRPA CUSIP: 41653L602 Class: AAA CLO ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 25,264 Value ($000) $983 Avg Close — Range —
Q3 2025
Shares 79,063 Value ($000) $3,075 Avg Close — Range —