HARVARD APPARATUS REGENER TE

CUSIP: 41690A106 Class: COM

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 1,464 Value ($000) $5 Avg Close — Range —
Q4 2014
Shares 1,464 Value ($000) $5 Avg Close — Range —
Q3 2014
Shares 1,810 Value ($000) $15 Avg Close — Range —
Q2 2014
Shares 1,810 Value ($000) $19 Avg Close — Range —