HARVARD APPARATUS REGENER TE

CUSIP: 41690A106 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 49,973 Value ($000) $163 Avg Close — Range —
Q4 2014
Shares 52,557 Value ($000) $167 Avg Close — Range —
Q3 2014
Shares 69,367 Value ($000) $562 Avg Close — Range —
Q2 2014
Shares 78,596 Value ($000) $821 Avg Close — Range —