HARVEST NATURAL RESOURCES IN

CUSIP: 41754V103 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 18,065 Value ($000) $15 Avg Close — Range —
Q2 2016
Shares 15,300 Value ($000) $13 Avg Close — Range —
Q1 2016
Shares 15,300 Value ($000) $9 Avg Close — Range —
Q2 2014
Shares 10,180 Value ($000) $51 Avg Close — Range —
Q4 2013
Shares 642,300 Value ($000) $2,903 Avg Close — Range —
Q3 2013
Shares 153,000 Value ($000) $818 Avg Close — Range —