HARVEST NATURAL RESOURCES IN

CUSIP: 41754V103 Class: CMN

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 50,981 Value ($000) $41 Avg Close — Range —
Q2 2016
Shares 67,164 Value ($000) $57 Avg Close — Range —
Q1 2016
Shares 59,437 Value ($000) $36 Avg Close — Range —
Q4 2015
Shares 59,291 Value ($000) $25 Avg Close — Range —
Q3 2015
Shares 59,439 Value ($000) $82 Avg Close — Range —
Q2 2015
Shares 59,291 Value ($000) $104 Avg Close — Range —
Q1 2015
Shares 179,579 Value ($000) $80 Avg Close — Range —
Q4 2014
Shares 182,166 Value ($000) $330 Avg Close — Range —
Q3 2014
Shares 223,603 Value ($000) $820 Avg Close — Range —
Q2 2014
Shares 226,277 Value ($000) $1,129 Avg Close — Range —
Q1 2014
Shares 89,588 Value ($000) $337 Avg Close — Range —
Q4 2013
Shares 83,214 Value ($000) $376 Avg Close — Range —
Q3 2013
Shares 54,258 Value ($000) $290 Avg Close — Range —
Q2 2013
Shares 54,258 Value ($000) $168 Avg Close — Range —