HARVEST NATURAL RESOURCES IN

CUSIP: 41754V103 Class: CMN

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 111,500 Value ($000) $419 Avg Close — Range —
Q4 2013
Shares 69,400 Value ($000) $313 Avg Close — Range —
Q3 2013
Shares 50,000 Value ($000) $267 Avg Close — Range —
Q2 2013
Shares 199,960 Value ($000) $619 Avg Close — Range —