HARVEST NATURAL RESOURCES IN

CUSIP: 41754V103 Class: CMN

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,000 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 1,827 Value ($000) $3 Avg Close — Range —