HARVEST NATURAL RESOURCES IN

CUSIP: 41754V103 Class: CMN

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 60 Value ($000) $0 Avg Close — Range —
Q2 2016
Shares 60 Value ($000) $0 Avg Close — Range —
Q1 2016
Shares 60 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 100 Value ($000) $0 Avg Close — Range —
Q3 2015
Shares 100 Value ($000) $0 Avg Close — Range —
Q1 2015
Shares 100 Value ($000) $0 Avg Close — Range —
Q4 2014
Shares 4,100 Value ($000) $7 Avg Close — Range —
Q3 2014
Shares 4,100 Value ($000) $15 Avg Close — Range —
Q2 2014
Shares 100 Value ($000) $0 Avg Close — Range —
Q1 2014
Shares 100 Value ($000) $0 Avg Close — Range —
Q4 2013
Shares 100 Value ($000) $0 Avg Close — Range —
Q3 2013
Shares 100 Value ($000) $1 Avg Close — Range —
Q2 2013
Shares 100 Value ($000) $0 Avg Close — Range —