HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

STIFEL FINANCIAL CORP's Holding History (CIK: 0000720672)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 121,027 Value ($000) $2,052 Avg Close — Range —

Q2 2016

Shares 142,344 Value ($000) $2,554 Avg Close — Range —

Q1 2016

Shares 156,118 Value ($000) $3,097 Avg Close — Range —

Q4 2014

Shares 11,172 Value ($000) $167 Avg Close — Range —

Q3 2014

Shares 11,172 Value ($000) $140 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	121,027	$2,052	—	—
Q2 2016	142,344	$2,554	—	—
Q1 2016	156,118	$3,097	—	—
Q4 2014	11,172	$167	—	—
Q3 2014	11,172	$140	—	—