HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

SSI INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0000938487)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 35,492 Value ($000) $469 Avg Close — Range —
Q4 2013
Shares 99,437 Value ($000) $972 Avg Close — Range —
Q3 2013
Shares 57,300 Value ($000) $514 Avg Close — Range —