HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

PALISADE CAPITAL MANAGEMENT, LP's Holding History (CIK: 0001009006)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 198,052 Value ($000) $3,351 Avg Close — Range —
Q2 2016
Shares 174,150 Value ($000) $3,124 Avg Close — Range —
Q1 2016
Shares 306,966 Value ($000) $6,090 Avg Close — Range —
Q4 2015
Shares 256,455 Value ($000) $4,326 Avg Close — Range —