HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

ICON ADVISERS INC/CO's Holding History (CIK: 0001058470)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 20,000 Value ($000) $470 Avg Close — Range —
Q4 2016
Shares 20,000 Value ($000) $470 Avg Close — Range —
Q3 2016
Shares 75,000 Value ($000) $1,269 Avg Close — Range —
Q2 2016
Shares 105,000 Value ($000) $1,884 Avg Close — Range —
Q1 2016
Shares 105,000 Value ($000) $2,083 Avg Close — Range —
Q4 2015
Shares 105,000 Value ($000) $1,771 Avg Close — Range —
Q3 2015
Shares 105,000 Value ($000) $1,974 Avg Close — Range —