HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 45,089 Value ($000) $763 Avg Close — Range —
Q2 2016
Shares 71,711 Value ($000) $1,286 Avg Close — Range —
Q1 2016
Shares 25,039 Value ($000) $497 Avg Close — Range —
Q4 2015
Shares 169,228 Value ($000) $2,855 Avg Close — Range —
Q3 2015
Shares 160,314 Value ($000) $3,014 Avg Close — Range —
Q2 2015
Shares 204,653 Value ($000) $3,729 Avg Close — Range —
Q1 2015
Shares 174,510 Value ($000) $3,201 Avg Close — Range —
Q4 2014
Shares 121,900 Value ($000) $1,827 Avg Close — Range —
Q3 2014
Shares 191,102 Value ($000) $2,396 Avg Close — Range —
Q2 2014
Shares 192,756 Value ($000) $2,677 Avg Close — Range —
Q1 2014
Shares 50,180 Value ($000) $663 Avg Close — Range —
Q4 2013
Shares 124,831 Value ($000) $1,222 Avg Close — Range —
Q3 2013
Shares 111,101 Value ($000) $999 Avg Close — Range —
Q2 2013
Shares 193,294 Value ($000) $1,709 Avg Close — Range —