HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 169,184 Value ($000) $3,974 Avg Close — Range —
Q4 2016
Shares 177,533 Value ($000) $4,175 Avg Close — Range —
Q3 2016
Shares 179,032 Value ($000) $3,029 Avg Close — Range —
Q2 2016
Shares 153,367 Value ($000) $2,752 Avg Close — Range —
Q1 2016
Shares 200,688 Value ($000) $3,981 Avg Close — Range —
Q4 2015
Shares 237,996 Value ($000) $4,016 Avg Close — Range —
Q3 2015
Shares 207,751 Value ($000) $3,905 Avg Close — Range —
Q2 2015
Shares 151,399 Value ($000) $2,758 Avg Close — Range —
Q1 2015
Shares 117,576 Value ($000) $2,156 Avg Close — Range —
Q4 2014
Shares 98,087 Value ($000) $1,471 Avg Close — Range —
Q3 2014
Shares 24,034 Value ($000) $301 Avg Close — Range —
Q2 2014
Shares 27,303 Value ($000) $379 Avg Close — Range —
Q1 2014
Shares 25,666 Value ($000) $339 Avg Close — Range —
Q4 2013
Shares 18,248 Value ($000) $179 Avg Close — Range —
Q3 2013
Shares 70,142 Value ($000) $630 Avg Close — Range —
Q2 2013
Shares 61,208 Value ($000) $541 Avg Close — Range —