HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 151,754 Value ($000) $3,563 Avg Close — Range —
Q4 2016
Shares 20,065 Value ($000) $472 Avg Close — Range —
Q3 2016
Shares 20,130 Value ($000) $341 Avg Close — Range —
Q2 2016
Shares 4,571 Value ($000) $82 Avg Close — Range —
Q4 2015
Shares 5,700 Value ($000) $96 Avg Close — Range —
Q3 2015
Shares 4,720 Value ($000) $89 Avg Close — Range —
Q2 2015
Shares 11,000 Value ($000) $200 Avg Close — Range —
Q1 2015
Shares 8,500 Value ($000) $156 Avg Close — Range —
Q4 2014
Shares 22,680 Value ($000) $340 Avg Close — Range —
Q3 2014
Shares 16,300 Value ($000) $204 Avg Close — Range —
Q2 2014
Shares 19,600 Value ($000) $272 Avg Close — Range —
Q4 2013
Shares 31,400 Value ($000) $307 Avg Close — Range —
Q3 2013
Shares 300 Value ($000) $3 Avg Close — Range —