HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 12,000 Value ($000) $281 Avg Close — Range —
Q4 2016
Shares 14,297 Value ($000) $334 Avg Close — Range —
Q2 2016
Shares 23,365 Value ($000) $419 Avg Close — Range —
Q3 2015
Shares 21,061 Value ($000) $426 Avg Close — Range —