HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 41,736 Value ($000) $979 Avg Close — Range —
Q4 2016
Shares 54,479 Value ($000) $1,281 Avg Close — Range —
Q3 2016
Shares 31,898 Value ($000) $539 Avg Close — Range —