HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

Nantahala Capital Management, LLC's Holding History (CIK: 0001472322)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 114,999 Value ($000) $1,126 Avg Close — Range —
Q3 2013
Shares 319,969 Value ($000) $2,877 Avg Close — Range —
Q2 2013
Shares 601,830 Value ($000) $5,320 Avg Close — Range —