HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

SIMPLEX TRADING, LLC's Holding History (CIK: 0001488542)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,125 Value ($000) $49 Avg Close — Range —
Q4 2016
Shares 141 Value ($000) $3 Avg Close — Range —
Q2 2016
Shares 4,217 Value ($000) $75 Avg Close — Range —