HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 2,289 Value ($000) $39 Avg Close — Range —
Q2 2016
Shares 4,302 Value ($000) $77 Avg Close — Range —
Q4 2015
Shares 541 Value ($000) $9 Avg Close — Range —
Q3 2015
Shares 80 Value ($000) $2 Avg Close — Range —
Q2 2015
Shares 12,007 Value ($000) $219 Avg Close — Range —
Q1 2015
Shares 8,608 Value ($000) $158 Avg Close — Range —
Q3 2014
Shares 5,218 Value ($000) $65 Avg Close — Range —
Q1 2014
Shares 19,658 Value ($000) $260 Avg Close — Range —
Q3 2013
Shares 1,373 Value ($000) $12 Avg Close — Range —
Q2 2013
Shares 5,000 Value ($000) $44 Avg Close — Range —