HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

DLD Asset Management, LP's Holding History (CIK: 0001578299)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 16,000 Value ($000) $376 Avg Close — Range —
Q4 2016
Shares 11,000 Value ($000) $259 Avg Close — Range —