HEADWATERS INC

CUSIP: 42210P102 Class: COMMON STOCK

Sharkey, Howes & Javer's Holding History (CIK: 0001642246)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 200 Value ($000) $5 Avg Close — Range —
Q4 2016
Shares 200 Value ($000) $5 Avg Close — Range —
Q3 2016
Shares 200 Value ($000) $3 Avg Close — Range —
Q2 2016
Shares 200 Value ($000) $4 Avg Close — Range —
Q1 2016
Shares 200 Value ($000) $4 Avg Close — Range —
Q4 2015
Shares 200 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 200 Value ($000) $4 Avg Close — Range —
Q2 2015
Shares 200 Value ($000) $4 Avg Close — Range —
Q1 2015
Shares 200 Value ($000) $4 Avg Close — Range —