HEARTLAND FINL USA INC

CUSIP: 42234Q102 Class: Common Stock

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 10,000 Value ($000) $271 Avg Close — Range —
Q3 2014
Shares 10,000 Value ($000) $239 Avg Close — Range —