HEARTLAND GROUP INC VAL PLUS INSTL

Ticker: HNVIX CUSIP: 422352849 Class: EQUITY FUNDS

APPLETON PARTNERS INC/MA's Holding History (CIK: 0001055290)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013

Shares 43,471 Value ($000) $1,553 Avg Close — Range —

Q2 2013

Shares 43,994 Value ($000) $1,434,205 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2013	43,471	$1,553	—	—
Q2 2013	43,994	$1,434,205	—	—