HEARTWARE INTL INC

CUSIP: 422368100 Class: CMN

BAMCO INC /NY/'s Holding History (CIK: 0001017918)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 314,672 Value ($000) $24,428 Avg Close — Range —
Q2 2014
Shares 500,000 Value ($000) $44,250 Avg Close — Range —
Q1 2014
Shares 500,000 Value ($000) $46,890 Avg Close — Range —