HEARTWARE INTL INC

CUSIP: 422368100 Class: CMN

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 13,178 Value ($000) $761 Avg Close — Range —
Q4 2015
Shares 5,475 Value ($000) $276 Avg Close — Range —
Q3 2015
Shares 5,199 Value ($000) $272 Avg Close — Range —
Q4 2013
Shares 2,181 Value ($000) $205 Avg Close — Range —
Q3 2013
Shares 25,310 Value ($000) $1,865 Avg Close — Range —
Q2 2013
Shares 10,276 Value ($000) $977 Avg Close — Range —