HEARTWARE INTL INC

CUSIP: 422368AA8 Class: NOTE

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 12,712,000 Value ($000) $14,420 Avg Close — Range —
Q4 2014
Shares 12,712,000 Value ($000) $13,578 Avg Close — Range —
Q3 2014
Shares 11,302,000 Value ($000) $12,270 Avg Close — Range —
Q2 2014
Shares 11,572,000 Value ($000) $13,518 Avg Close — Range —
Q1 2014
Shares 9,972,000 Value ($000) $11,911 Avg Close — Range —
Q4 2013
Shares 8,922,000 Value ($000) $10,706 Avg Close — Range —
Q3 2013
Shares 7,862,000 Value ($000) $8,717 Avg Close — Range —
Q2 2013
Shares 6,140,000 Value ($000) $7,618 Avg Close — Range —