HEARTWARE INTL INC

CUSIP: 422368AA8 Class: NOTE

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 5,236,000 Value ($000) $5,722 Avg Close — Range —
Q2 2014
Shares 5,236,000 Value ($000) $5,810 Avg Close — Range —
Q1 2014
Shares 10,353,000 Value ($000) $12,554 Avg Close — Range —
Q4 2013
Shares 14,053,000 Value ($000) $16,878 Avg Close — Range —
Q3 2013
Shares 14,048,000 Value ($000) $15,606 Avg Close — Range —
Q2 2013
Shares 13,800,000 Value ($000) $17,159 Avg Close — Range —